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The regulator's proposal is set to remake compliance standards for brokers and advisors.
May 3 -
With a recent uptick in 401(k) related lawsuits, employers should take concrete steps to help participants while giving their company the fullest extent of protection possible against potential litigation.
May 2DWC ERISA Consultants -
The regulator's proposal is set to remake compliance standards for brokers and advisors.
May 2 -
With a recent uptick in 401(k) related lawsuits, employers should take concrete steps to help participants while giving their company the fullest extent of protection possible against potential litigation.
May 1DWC ERISA Consultants -
New rules would set standards of conduct for brokers, require new disclosures and offer interpretive guidance for fiduciary advisors.
April 24 -
New rules recognize the fact that commission-based transaction services can be the most cost effective way for Main Street investors to receive financial advice.
April 23Baird -
Regardless of the regulation’s future, employers need to ensure they’re passing costs on to plan participants that are reasonable in light of the services provided.
April 3 -
Regardless of the regulation’s future, employers need to ensure they’re passing costs on to plan participants that are reasonable in light of the services provided.
April 2 -
Despite the recent Fifth Court ruling, it’s too soon to say the regulation is dead. There may be a rehearing, and most importantly, best practice standards will live on.
March 26Cohen & Buckmann PC -
Despite the recent Fifth Court ruling, it’s too soon to say the regulation is dead. There may be a rehearing, and most importantly, best practice standards will live on.
March 23Cohen & Buckmann PC