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It’s tough enough to grapple with sexual harassment in the workplace. It’s more complex when clients are involved.
March 28 -
Here's how the outcome of the presidential election could affect the trajectory of the Labor Department's regulation.
By Ann MarshNovember 8 -
The U.S. Chamber of Commerce, SIFMA, FSI and other groups are asking a Texas court to vacate the Labor Department's new regulations less than a year before the rule goes into effect.
June 2 -
Some insiders at big brokerage firms encouraged the DOL to maintain progress during the rule’s development, which Assistant Secretary of Labor Phyllis Borzi says “kept us going.”
By Ann MarshMay 27 -
Top DOL official counters that the new regulations will result in “major reform," while not ruling out additional government action.
By Ann MarshApril 7 -
Labor Secretary Thomas Perez and other political luminaries are set to announce the regulation that many believe could usher in unprecedented change in the financial services industry.
By Ann MarshApril 1 -
Advisers can keep their "conflicted" commissions, but it's time to stop harming clients by depleting their retirement savings, says the chairman of the Labor Department's hearings on its proposed fiduciary rule.
By Ann MarshAugust 17 -
Payouts from insurance companies for U.S. long-term care coverage hit $7.85 billion last year, an increase of 5% over the prior year, according to a new report. Here are a few facts, forecasts and trends they think advisers should pay attention to.
By Ann MarshMarch 2