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The DOL’s impending fiduciary rule will accelerate employers’ move toward vetting for experienced brokers, one expert says, adding that a formal process would help plan sponsors better spot suitable firms.
Industry experts say the new regulations will be announced soon, but many benefit brokers are hoping its release is pushed back.
Acknowledging the explosive growth of robo-advisers, FINRA this week released guidance on digital investment advice for companies considering using such means.
Those who adapt to the new environment will gain market share and maintain high profitability, says one expert.
A congressional committee attempts last-minute bid to block the plan, but President Obama would surely veto any legislation.
Retirement advisers should be ‘proactively preparing’ for the impending regulatory changes.
The Department of Labor is not going to let push-back from the financial services industry delay its fiduciary rule for advisers who handle retirement plans but that does not mean the regulation will be out anytime soon.
The Department of Labor has slightly delayed the deadlines on significant new affirmative obligations for fiduciaries of retirement plans subject to the Employee Retirement Income Security Act.