Melissa A. Winn

Melissa A. Winn

Senior Editor

Winn is senior editor of Employee Benefit Adviser.

Checklist: Documents needed during a 401(k) plan audit

Are your clients prepared for a 401(k) plan audit? When the Employee Benefits Security Administration knocks on the door and starts requesting plan documents, financial records, account statements, contracts and more, it can be overwhelming. The best offense is a good defense, so be prepared. Take a glimpse into a recent audit and the laundry list of documents requested.

Innovations in 401(k) plan design

With guaranteed pension plans virtually a thing of the past, retirement saving is increasingly being thrust upon unprepared employees. That’s why 401(k) plan providers continue to innovate their offerings — employers and advisers looking for a competitive edge should take note.

4 ACA issues advisers should be discussing with clients

Employers are begging for information on compliance with the Affordable Care Act, and as their benefit adviser you can and should offer them guidance — or risk losing them to an adviser who will. Attorney Peter Marathas of Proskauer Rose LLP has outlined four ACA issues you should already be discussing with your clients.

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