Regulation

Plan sponsors should stand their ground to discourage plaintiffs from pursuing more lawsuits, says one expert.

With the final rule about to be released, here’s why advisers may regret delaying their preparation for the new regulation.

Labor Secretary Thomas Perez and other political luminaries are set to announce the regulation that many believe could usher in unprecedented change in the financial services industry.

Following a suit filed in New York federal court, employers are advised to be extremely careful about how they communicate changes to employees’ hours.

Lawsuits can’t be avoided, so advisers should focus on helping clients improve their processes, one expert says.

U.S. Secretary of Labor Thomas Perez unveiled new requirements governing adviser and employer arrangements regarding organizing.

As the Department of Labor’s proposed “white-collar” rules move closer to becoming final this summer, with an effective date 60 days later, we take the opportunity to explain further what these new regulations will mean for employers.

The DOL’s impending fiduciary rule will accelerate employers’ move toward vetting for experienced brokers, one expert says, adding that a formal process would help plan sponsors better spot suitable firms.

The DOL’s impending fiduciary rule will accelerate employers’ move toward vetting for experienced brokers, one expert says, adding that a formal process would help plan sponsors better spot suitable firms.

Industry experts say the new regulations will be announced soon, but many benefit brokers are hoping its release is pushed back.