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The U.S. Court of Appeals for the Third Circuit recently issued an important decision in one of the many cases alleging that financial services companies breached fiduciary duties under ERISA by charging allegedly excessive fees to employer 401(k) plan participants.
October 2 -
A recent court case addresses whether a financial services provider is an ERISA fiduciary.
June 26 -
The court observed that a person is a fiduciary only to the extent it exercises authority or control over plan assets in a case involving a small prosthetic limbs manufacturer and American United Life.
May 17