Ask an Adviser: How can compliance test reviews be less overwhelming?

Published 3 Min Read

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Welcome to Ask an Adviser, EBN’s new weekly column in which benefit brokers and advisers answer (anonymous) queries sent in by our readers. Looking for some expert advice? Please submit questions to askanadviser@arizent.com.

This week, we asked Amy Ouellette, SVP of retirement services at Vestwell, to weigh in on the following: The package of tests performed on our retirement plan each year is overwhelming, and the results contain a lot of technical information. How can I do a better job of understanding what’s important and what changes should possibly be made?

Amy Ouellette
SVP of retirement services

Amy Ouellette is the SVP of retirement services at Vestwell.


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