Fiduciary Rule

Despite the recent Fifth Court ruling, it’s too soon to say the regulation is dead. There may be a rehearing, and most importantly, best practice standards will live on.

Despite the recent Fifth Court ruling, it’s too soon to say the regulation is dead. There may be a rehearing, and most importantly, best practice standards will live on.

Employees may expect a lower tax liability because of the new rates under the new tax law, especially those who were in the 25% bracket under the old law.

Benefits experts believe that even if the regulations get killed entirely, best interest standards will live on.

Benefits experts believe that even if the regulations get killed entirely, best interest standards will live on.

Focus turns to the SEC as it considers creating its own higher standard of client care.

Advisers are not required to find the best investment for clients -- only what is considered in their best interest.

Plan sponsors should keep in mind that while the coverage isn’t legally required, it’s needed protection if breach accusations occur.

Employers are looking for a partner who is knowledgeable about regulatory changes, will focus on improving 401(k) performance and will help minimize costs.

Retirement advisers can protect their book of business by redefining their service model and partnering with specialists.

Financial advisors can still be held liable for violating impartial conduct standards even though the fiduciary rule has been delayed until 2019.

The regulation's enforcement provisions will not take effect until July 1, 2019, the Labor Department said.

The department's proposal furthers efforts to undo the controversial regulation.

Preston Rutledge, who has years of federal government service experience, ‘is not a divisive figure' and is expected to seek bipartisan input on topics such as the fiduciary rule.

Preston Rutledge, who has years of federal government service experience, ‘is not a divisive figure' and is expected to seek bipartisan input on topics such as the fiduciary rule.

Where does the buck stop when mistakes occur? The Standard’s Ken Waineo explains their responsibility.

Where does the buck stop when mistakes occur? The Standard’s Ken Waineo explains their responsibility.

Moving funds into an advised account constitutes fiduciary investment advice and must be monitored carefully.

Moves by Nevada and others threaten to create compliance confusion.

The regulation enacted in June spurred employers to update their plan design and investment menus and some are even shopping for new advisers.