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Focus turns to the SEC as it considers creating its own higher standard of client care.
March 15 -
The regulation's enforcement provisions will not take effect until July 1, 2019, the Labor Department said.
November 27 -
The department's proposal furthers efforts to undo the controversial regulation.
November 2 -
A bill repealing rule moves on to House floor, while appropriators seek to block funding for the measure.
July 20 -
Hope is dimming, but top Democrats like Sen. Elizabeth Warren and investor advocates are unlikely to relent in their efforts to preserve the regulation.
March 6 -
An upcoming compliance date for new SEC rules will affect plan sponsors; here’s what they need to know.
July 7Stratford Advisors Inc. -
Enforcement actions at the SEC and FINRA highlight emphasis regulators are placing on fees and reverse churning, anti-money laundering programs and variable annuities.
June 24 -
The new rules were developed in consultation with the SEC, the Labor secretary adds.
May 23