Advisers Latest

EBA's pick celebrates 25 years improving best practices, such as separating investment and operational plan functions.

Though people who belong to both parties express optimism about their financial futures, the vast majority don’t think they have planned well for their end of work lives.

The “I-lost-it” excuse may actually work. This revenue procedure provides taxpayers with a new mechanism to facilitate a rollover, even if a technical failure to comply with the 60-day rule has occurred.

Ask yourself, are you doing all you can to provide relevant value to your clients and your brokerage, says adviser Andy Torelli.

Technology has opened brokers up to liabilities and compliance nightmares through data breaches, hackers, and other cyber security risks.

Preferred stocks are good candidates for retirees' investment portfolio as they provide regular income that is greater than the interest payments from a corporate bond.

Midwest city has its credit outlook raised because of the city’s work to shore up its retirement system and avert insolvency for the pensions that don’t have enough money to pay the benefits promised.

Fewer Americans than expected filed applications for unemployment benefits, further evidence of a healthy labor market.

The product is designed to improve broker experience through easier implementation, the company’s Mike Zarrillo says.

The documents are far too general and often confusing, says Unified Trust Company’s Lee Topley.