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Advisers could get more clarity thanks to a temporary enforcement policy for the new Fiduciary Rule.
March 23Frost Brown Todd LLC -
With an eye toward potential repeal, Alexander Acosta told senators that he will abide by President Trump's executive memorandum and review the rule's impact.
March 23 -
With the Labor Department’s deadline for public comment coming to an end, columnists Amy Hwang and Stuart Harris say there are four moves that could follow.
March 16Davis Wright Tremaine LLP -
Advisers must know how to explain their role in the Conflict of Interest era.
March 14Manning & Napier -
Hope is dimming, but top Democrats like Sen. Elizabeth Warren and investor advocates are unlikely to relent in their efforts to preserve the regulation.
March 6 -
Not subject to SEC disclosures and filings, collective investment trusts are gaining traction as fiduciaries focus on fee reduction.
March 2Manning & Napier -
Not subject to SEC disclosures and filings, collective investment trusts are gaining traction as fiduciaries focus on fee reduction.
February 27Manning & Napier -
A presidential memorandum requires a second look with an updated economic and legal analysis to determine if it may adversely affect the acquisition of retirement information and financial advice.
February 15Sherman & Sterling LLP -
Let’s enact a uniform fiduciary standard so all clients are protected and any appearance of compensation bias is removed, urges John Ludwig.
February 10LHD Retirement -
A presidential memorandum requires a second look with an updated economic and legal analysis to determine if it may adversely affect the acquisition of retirement information and financial advice.
February 9Sherman & Sterling LLP