SEC outlines 2016 priorities

Published 5 Min Read

Many in the retirement industry have urged the Securities and Exchange Commission to come out with its own fiduciary rule before the Department of Labor releases its much-anticipated rule regarding who is and isn’t a fiduciary when it comes to investment advice.

Many believe that the SEC has always overseen broker-dealers and IRAs and therefore should continue to do so without the intervention of the DOL.

Paula Gladych
Freelance writer

Paula Aven Gladych is a contributing writer based in Denver.


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