Benefits Think Brokerage firms no longer able to avoid fiduciary responsibility

Published 3 Min Read

Commentary: The Department of Labor’s new proposed fiduciary regulations have caused quite a bit of excitement in the retirement plan community. A frequent question has been who is and who isn’t affected. Following are my thoughts on the effects of the new rules.

Who is not affected

Robert C. Lawton
President

Robert C. Lawton, AIF, CRPS is the founder and president of Lawton Retirement Plan Consultants, LLC. Mr. Lawton has over 30 years of retirement plan consulting and administration experience and has … Read full bio


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