Regulation and compliance
Regulation
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To reduce healthcare prices and improve care, a better approach would be to invest in technology that makes cost and quality data transparent to consumers, says Mark Gaunya.
May 9 -
New regulation leaves about a third of retirement plan service providers unclear of their professional status, finds a new industry survey.
May 8 -
New regulations herald widespread changes in professional roles and business models for retirement planners and wealth managers.
May 6 -
Often overlooked, handbooks are an important form of documentation that the IRS or DOL will most likely request during an audit, says attorney Patricia Moran.
May 6 -
The DOL’s April 2017 deadline means employers should start familiarizing themselves now with their responsibilities under the new regulations.
May 6 -
A Massachusetts district court recently ruled that two affiliated private equity funds were liable for the unfunded vested benefits owed to a multiemployer pension fund by its bankrupt portfolio company.
May 6 -
Industry regulator levies its largest penalty involving variable annuities after claiming a long-running effort misrepresented annuity features and steered clients into costlier products.
May 5 -
The DOL’s April 2017 deadline means employers should start familiarizing themselves now with their responsibilities under the new regulations.
May 5 -
CIAB argues that a Colorado movement to establish a state-run health insurance program is “ridiculous” and would decimate private group healthcare.
May 5 -
Benefit managers often struggle to figure out where to start the reasonable-accommodations process and when or how to bring in outside resources to help.
May 4 -
A closer reading of it sends a clear signal to plan sponsors that they should aim to keep participants invested in a qualified defined contribution plan throughout their working lives.
May 4 -
With reporting requirements soaring, brokers are turning to their own regulatory division to help clients, says Richard Asensio, director of compliance at Burnham Benefits.
May 4 -
A closer reading of it sends a clear, if unstated, signal to plan sponsors that they should aim to keep participants invested in a qualified defined contribution plan throughout their working lives, according to Retirement Clearinghouse’s Spencer Williams.
May 3 -
Will health insurance be sold across state lines? Will the ACA be repealed or altered? James Klein, head of the American Benefits Council, explains the probable impact of a Republican or Democratic victory in November.
May 1 -
Will health insurance be sold across state lines? Will the ACA be repealed or altered? James Klein, head of the American Benefits Council, explains the probable impact of a Republican or Democratic victory in November.
April 29 -
Pension plans and welfare plan all store personal data on each participant and beneficiary, ranging from social security numbers and addresses to date of birth and health information. The more immediate and available personal data becomes, the greater the risk for a potential breach or unauthorized disclosure or access, as is evident from the cyber attacks on major retail operations, health care providers and the government.
April 28 -
Republican lawmakers aren’t giving up yet in their fight to kill stricter rules for brokers that have been championed by President Obama.
April 28 -
In another ACA irony, carriers seek to discourage sales of money losing policies by denying consumers the professional advice they need, says NAHU president Don Goldmann.
April 27 -
Advisers and their clients have to start planning now to ensure they are prepared for the HSA fiduciary rules taking effect in two years.
April 26 -
ACA reporting requirements have brought increased scrutiny of employer-sponsored healthcare plans and the government is largely expected to respond to red flags through audits.
April 24













