Regulation and compliance
Regulation and compliance
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As fiduciary awareness grows, CITs, which often have lower fees than mutual funds, are poised for growth.
April 19 -
Now is the time for employers to ensure documentation is in order, especially if they’ve received a pre-screening questionnaire from the Office for Civil Rights.
April 18 -
As it stands, the medical loss ratio could eliminate agent commissions and may force brokers out of business, Scott says.
April 18 -
Chris Schutt of Digital Benefit Advisors says ACA compliance requirements present one of the biggest challenges for clients.
April 18 -
Phase two of the review program focuses on covered entities, including employers. How advisers can help clients prepare.
April 15 -
As defined in the new rule, investment advice includes recommendations to an employee benefit plan, plan fiduciary, participant or beneficiary, or an IRA, HSA, or education savings account owner.
April 14 -
As fiduciary awareness grows, collective investment trusts, which often have lower fees than mutual funds, are poised for growth.
April 14 -
Determining what is actually ‘in the best interest’ of a client is a gray area that may mean a greater risk of litigation for advisers and higher fees for small investors.
April 13 -
Recent joint-employer rules could make companies think twice about various staffing arrangements and the use of contractors.
April 13 -
The tech industry seems to be leading the way among industries offering robust family leave—something most Americans don't have access to—and it may be thanks to a counterintuitive factor: The industry's notable lack of women.
April 13