Regulation and compliance
Regulation and compliance
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A fluctuating insurance industry presents several challenges for brokers to overcome, says broker Stephanie San Antonio of SSA Insurance Services.
April 13 -
As defined in the new rule, investment advice includes providing investment or investment management recommendations to an employee benefit plan, plan fiduciary, participant or beneficiary, or an IRA, health savings account, or education savings account owner.
April 12 -
Determining what is actually ‘in the best interest of the client’ is a gray area that may mean a greater risk of litigation for advisers and higher fees for small investors.
April 11 -
HHS is launching phase two of its audit program focused on covered entities, including employers and other plan sponsors.
April 10 -
New joint-employer rules will make companies think twice about staffing arrangements and the use of independent contractors.
April 8 -
How the outcome of the case could affect the impact of the Americans with Disabilities Act on clients’ wellness programs.
April 8 -
Retirement plan advisers must rethink how they work and get paid, according to benefits attorneys and industry insiders.
April 8 -
Retirement plan advisers must rethink how they get paid, which could lead to a leveling of costs for plan sponsors.
April 8 -
HHS is launching phase two of its audit program focused on covered entities, including employers and other plan sponsors.
April 8 -
Top DOL official counters that the new regulations will result in “major reform," while not ruling out additional government action.
April 7